LISTING OBLIGATIONS & DISCLOSURE REQUIREMENTS

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ISBN: 978-93-94163-82-9

AUTHOR: Dr. Rajeev Babel

Edition: 1st edn., 2024

Year: 2024

Pages: 782

Chapter 1     Introduction                                                                            

Chapter 2     Preliminary                                                                              

Chapter 3     Principles Governing Disclosures and Obligations of Listed Entity   

Chapter 4     Common Obligations of Listed Entities                                 

Chapter 4A  Frequently Asked Questions (FAQ): SEBI Complaints Redressal System (SCORES)         

Chapter 5     Obligations of a Listed Entity which has listed its Specified Securities and Non-convertible Debt Securities                                                                    

Chapter 6     Obligations of Listed Entity which has Listed its Non-convertible Securities           

Chapter 7     Obligations of Listed Entity which has listed its Specified Securities and either Non-convertible Debt Securities or Non-convertible Redeemable Preference Shares or Both  

Chapter 8     Framework for Voluntary Delisting of Non-convertible Debt Securities or Non-convertible Redeemable Preference Shares and Obligations of the Listed
entity on Such Delisting – Chapter VI-A                           

Chapter 9     Obligations of Listed Entity which has Listed its Indian Depository Receipts         

Chapter 10   Obligations of Listed Entity which has listed its Securitised Debt Instruments        


Chapter 11   Obligations of Listed Entity which has listed its Security Receipts   

Chapter 12   Obligations of Listed Entity which has listed it Mutual Fund Units  

Chapter 13   Obligations of Social Enterprises                                            

Chapter 14   Duties and Obligations of the Recognised Stock Exchange(s)          

Chapter 15   Procedure for Action in case of Default                                 

Chapter 16   Power to Relax Strict Enforcement of the Regulations          

Chapter 17   Miscellaneous                                                                          

Chapter 18   Compliance Calendar                                                              

Chapter 19   FAQs on SEBI (LODR) Regulations, 2015                           

Chapter 20   Secretarial Standard on Meetings of the Board of Directors (SS-1) (Effective from 1st April, 2014)                                                                                   

Chapter 21   Secretarial Standard on General Meetings (SS-2)                   

Annexure 1    Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015
 
 
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  • Country: India
Dr. Rajeev Babel Company Secretary & Insolvency Professional Educational Qualification: FCS, Ph.D., MBA, AIIB, LLB, LLM (Bus. Laws), M. Com Diploma in Corporate Governance (ICSI) Diploma in Internal Audit (ICSI-NIFM) Diploma in Bank Management (IIBF) Diploma in Financial Services (IIBF) Diploma in Training & Development (ISTD) Certificate Course in GST (ICSI-NIFM) Profession: The author is a Company Secretary and Insolvency Professional. He had privilege of working for 30 years in banking domain in managerial capacity with Bank of Rajasthan Ltd and ICICI Bank Ltd. Having interest in academic field, he appeared as visiting faculty with various Professional & Management Institutes. Books Authored: Dr Rajeev Babel has authored the following books: Books Published by Bharat Law House 1. Wealth Creation through Savings, Investments and Growth – Published in April 2023. 2. Prevention, Prohibition and Redressal of Sexual Harassment of Women at Workplace (Law & Practice) – Published in January 2024. The authored also has several books published by another Publisher. The author has contributed many articles which have been published in various professional journals.
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