Short Description:
ISBN: 978-93-9416-378-2
AUTHOR: CS Amit Vohra & CS Rachit Dhingra
Edition: 17th edn., 2023
Year: 2023
Pages: 368
| Capital Market & Securities Laws for CS Executive |
Chapter 1 Basics of Capital Market Chapter 2 Secondary Market in India Chapter 3 Securities Contracts (Regulation) Act, 1956 Chapter 4 Securities and Exchange Board of India (SEBI) Act, 1992 Chapter 5 Depositories Act, 1996 Chapter 6 Securities Market Intermediaries Chapter 7 International Financial Services Centres Authority (IFSCA) Chapter 8 SEBI (ICDR) Regulations, 2018 (Issue of Securities) Chapter 9 SEBI (Share Based Employee Benefits and Sweat Equity) Regulations, 2021 Chapter 10 Issue and Listing of Non-Convertible Securities Chapter 11 (Part 1) SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 — Listing Agreement Chapter 11 (Part 2) SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 — Corporate Governance Chapter 11 (Part 3) SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 — Additional Compliances Chapter 12 Takeovers Chapter 13 Insider Trading Chapter 14 Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market Chapter 15 SEBI (Delisting of Equity Shares) Regulations, 2021 Chapter 16 SEBI (Buy-Back of Securities) Regulations, 2018 Chapter 17 Mutual Funds Chapter 18 Collective Investment Schemes |
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